World Conference Calendar

33622 Conferences

Social Media in a Regulated Environment

Added by Referral on 2011-02-14

Conference Dates:

Start Date Start Date: 2011-03-10

Conference Contact Info:

Contact Person Contact Person: Referral
Email Email: referral@complianceonline.com
Address Address: 2600 E. Bayshore Road, Online Event,Palo Alto, California, 94303, United States
Phone Tel: 650-620-3915
Phone Fax: 650-963-2556

Conference Description:

This FINRA regulation based training will discuss how to create social media policies and implement for compliance and enforcement to avoid fines and disciplinary action for regulated companies. It will also discuss the FINRA Notice 10-06 (issued Jan 2010).

Why Should You Attend:

Social Networking is considered by FINRA to be "communicating with the public", and as such subject to rigorous rules, regulations, and procedures that if not followed can lead to fines and disciplinary action to both the Registered Representative (RR) and their parent Broker-Dealer firm.

Attend this webinar to learn from Paul Messerschmidt who is active in the financial services community and in the social media community, managing over forty social media accounts, including LinkedIn, Twitter, and Facebook. He will give an overview of Social Media, how to access the Risks, how to protect your brand by creating and implementing action plans, social media policies and implementing it. Attendees will learn about FINRA Notice 10-06 (issued January 2010) "Guidance on Blogs and Social Networking Web Sites". Paul will also review commercially available technology that can be used to meet FINRA requirements including: Hardware, Software, Applications (apps).

Note: Use this promocode(117660) for 10% discount.
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